Mary Jo White, U.S. President Barack Obama’s choice to run the Securities and Exchange Commission, may be compelled to...
Archive for category: Business Ethics
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Zimbabwe moves to shut down Stanchart for non-compliance
admin, , Business Ethics, Data Protection, Legal Issues, Risks, Business Ethics, corporate reputations, Data Protection, Fraud, Reputational Compliance, Reputational Risk, risk management, Risks, 0Zimbabwe has threatened to shut down British-owned Standard Chartered Bank and two mining companies that have not complied with...
Enforceable Undertaking Accepted By ASIC Following Investigation of Halifax Securities Risk Management Procedure
admin, , Business Ethics, Industry News, Legal Issues, Risks, Business Ethics, corporate reputations, Data Protection, ethical, Fraud, Reputational Compliance, Reputational Risk, risk management, Risks, 0Australia’s financial sector regulator ASIC has accepted an enforceable undertaking (EU) from Halifax Investment Services Ltd (Halifax) following the...
Code Compliance fails to do its job, grand jury says
admin, , Business Ethics, Industry News, Risks, Business Ethics, corporate reputations, Data Protection, Due Diligence, ethical, Fraud, Reputational Compliance, Reputational Risk, risk management, Risks, 0“Designed for disaster,” was the phrase used by Calaveras County’s Chief Building Official Jeff White in regards to the...
EU Bonus Rules, Aussie Bank Rate, Wal-Mart: Compliance
admin, , Business Ethics, Industry News, Risks, Business Ethics, corporate reputations, Data Protection, Due Diligence, ethical, Fraud, Reputational Compliance, Reputational Risk, risk management, Risks, 0The European Parliament may ease a planned ban on fund-manager bonuses that top fixed pay if investors get to...
Nasdaq, Libor, Rajaratnam, ‘Pay for Delay’: Compliance
admin, , Business Ethics, Data Protection, Industry News, Legal Issues, Risks, Business Ethics, corporate reputations, Data Protection, Due Diligence, ethical, Fraud, Reputational Compliance, Reputational Risk, risk management, Risks, 0Regulators cleared Nasdaq OMX Group Inc.’s (NDAQ) plan to pay $62 million to compensate brokers for its mishandling of...
Business Ethics Alliance introduce Ethical Omaha legacy project
admin, , Business Ethics, Legal Issues, Risks, Business Ethics, corporate reputations, Data Protection, Due Diligence, Fraud, Reputational Compliance, Reputational Risk, risk management, Risks, 0The Business Ethics Alliance has officially kicked off its Ethical Omaha Legacy Project in an effort to communicate Greater...
Business Ethics, Environment, & The B-Corporation
admin, , Business Ethics, Industry News, Legal Issues, Risks, Business Ethics, corporate reputations, Data Protection, Due Diligence, ethical, Fraud, Reputational Compliance, Reputational Risk, risk management, Risks, 0Ethics, environment, and the economy are interdependent. Their interaction affects social, economic, and political developments, and the lack of...
Senior Risk Manager, Operational Risk Quantitative Analysis
admin, , Business Ethics, Due Diligence, Industry News, Legal Issues, Risks, Business Ethics, corporate reputations, Data Protection, Due Diligence, ethical, Fraud, Reputational Compliance, Reputational Risk, risk management, Risks, 0The Senior Risk Manager, Operational Risk Quantitative Analysis position resides within the Chase Card Services Operational Risk Oversight team...
Future higher ethical standards will judge today’s conduct, compliance experts say
admin, , Business Ethics, Data Protection, Legal Issues, Risks, Business Ethics, corporate reputations, Data Protection, Due Diligence, ethical, Fraud, Reputational Compliance, Reputational Risk, risk management, Risks, 0Companies that want to manage their legal and regulatory liability and their reputational capital should treat current standards as...
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