Many compliance practitioners are aware of the Johnson & Johnson (J&J) Deferred Prosecution Agreement (DPA), which contained “Enhanced Compliance...
Tag Archive for: Due Diligence
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How to Use Due Diligence to Expose Business Landmines!
admin, , Due Diligence, Risks, bankruptcy, Due Diligence, financial due diligence, financial risk, risk factor, Risks, 0Sadly, when carrying out due diligences many agents buying a rent roll are not sure what they are looking...
Managing Risks in Vendor Relationships
admin, , Data Protection, Due Diligence, Legal Issues, Risks, Compliance risks, Corporate Fraud, Credit risks, Data Protection, Due Diligence, Due Diligence in Vendor Selection, Fraud, Geographical risks, ndustry risks, Operational risks, Reputation risks I, reputational harm, Risks, Strategic risks, Transaction risks, UK Bribery Act, vendor risks, 0Organizational management increasingly needs to understand and mitigate its risks effectively to ensure long-term success. Effective risk management requires,...
SEC Issues Risk Alert on BDs’ Due-Diligence Duties for Municipal Securities
admin, , Due Diligence, Industry News, Legal Issues, Risks, compliance, Compliance Risk, Due Diligence, due diligence efforts, investment risks, Reputational Compliance, Risk Alert, Risks, Securities and Exchange Commission, 0Citing a lack of due diligence by broker-dealers, the Securities and Exchange Commission on Monday issued a Risk Alert...
12 Steps To Avoid Ponzi Schemes
admin, , Due Diligence, Legal Issues, Risks, Due Diligence, Frauds, investment frauds, largest Ponzi scheme, Ponzi scheme, pyramid schemes, Risks, 0It has been two and a half years since the largest Ponzi scheme in history came to light with...
10 Questions To Ask Before Investing With An Emerging Manager
admin, , Due Diligence, Risks, Due Diligence, investment track record, Risks, 0Timothy Spangler An emerging manager has traditionally been identified by its short (or non-existent) investment track record and modest...
Audi Performing Due Diligence On Ducati For Future Purchase
admin, , Due Diligence, Industry News, Audi, BMW, Ducati, Due Diligence, German, Industry News, 0Audi, the German brand part of the Volkswagen group, is in talks to buy Italian motorcycle manufacturer Ducati from...
Due Diligence Nuts and Bolts
admin, , Due Diligence, Risks, anti corruption, background check, bribery, Compliance Risk, corporate compliance, corruption, criminal inquiries, Due Diligence, FCPA, Fraud, Global Compliance, Google, Misconduct, Reputational Compliance, Risk analysis, Risk analysis of corruption, Risks, UK Bribery Act, World Compliance, 0As promised, I wanted to address some of the nuts and bolts of a due diligence review of a...
Due Diligence: 10 Steps to Avoiding Ponzi Schemes and Financial Fraud
admin, , Due Diligence, Risks, Corporate Fraud, Due Diligence, Financial Fraud, Fraud, Ponzi schemes, Risks, 0Uncovering of his enormous and long-running Ponzi scheme, and the fraud committed by several other financial hucksters, highlight the...
The importance of due diligence in real estate investing
admin, , Due Diligence, Risks, Due Diligence, due diligence process, pre-screened, 0If you are planning to venture into real estate investing, and have done some research, I’m quite sure you...
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