Australians are happier and more productive when using their own devices at work but face archaic IT policies that...
Tag Archive for: Risks
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Better Business Ethics for a Better Bottom Line
admin, , Business Ethics, Legal Issues, Risks, 2012, anti corruption, anti-corruption laws, Business Ethics, compliance programs, corruption, ethical, ethics and compliance, ethics program, Global Ethics, New York, Risks, 0As the Global Ethics Summit 2012 kicked off in New York last week, a perfect example of the importance...
Risk Management and Compliance: Guidelines to Effective Joint Ventures
admin, , Due Diligence, Legal Issues, Risks, compliance, corporate reputations, criminal background check, FCPA, FCPA compliance, Foreign Corrupt Practices Act, legal infractions, Reputational Compliance, Reputational Risk, risk, risk assessment, Risks, 0Even during the best of times, compliance can be a complicated issue to handle for many organizations. When faced...
SEC Issues Risk Alert on BDs’ Due-Diligence Duties for Municipal Securities
admin, , Due Diligence, Industry News, Legal Issues, Risks, compliance, Compliance Risk, Due Diligence, due diligence efforts, investment risks, Reputational Compliance, Risk Alert, Risks, Securities and Exchange Commission, 0Citing a lack of due diligence by broker-dealers, the Securities and Exchange Commission on Monday issued a Risk Alert...
CIT Group offers to pay $75 million to end fraud lawsuit
admin, , Industry News, Legal Issues, Risks, bankruptcies, business fraud, CIT Group, fraud lawsuit, lawsuits, litigation, New York, Risks, 0CIT Group Inc (CIT.N) on Tuesday asked a federal judge to approve a $75 million settlement proposal with former...
12 Steps To Avoid Ponzi Schemes
admin, , Due Diligence, Legal Issues, Risks, Due Diligence, Frauds, investment frauds, largest Ponzi scheme, Ponzi scheme, pyramid schemes, Risks, 0It has been two and a half years since the largest Ponzi scheme in history came to light with...
10 Questions To Ask Before Investing With An Emerging Manager
admin, , Due Diligence, Risks, Due Diligence, investment track record, Risks, 0Timothy Spangler An emerging manager has traditionally been identified by its short (or non-existent) investment track record and modest...
Due Diligence Nuts and Bolts
admin, , Due Diligence, Risks, anti corruption, background check, bribery, Compliance Risk, corporate compliance, corruption, criminal inquiries, Due Diligence, FCPA, Fraud, Global Compliance, Google, Misconduct, Reputational Compliance, Risk analysis, Risk analysis of corruption, Risks, UK Bribery Act, World Compliance, 0As promised, I wanted to address some of the nuts and bolts of a due diligence review of a...
Data Protection – Why Is It Needed?
admin, , Data Protection, Legal Issues, Risks, Data Protection, Data Protection Act, data protection law, human resources, information security policy, Risks, United Kingdom, 0There are times in everyone's lives when you have to give someone else your own personal information. Setting up...
Due Diligence: 10 Steps to Avoiding Ponzi Schemes and Financial Fraud
admin, , Due Diligence, Risks, Corporate Fraud, Due Diligence, Financial Fraud, Fraud, Ponzi schemes, Risks, 0Uncovering of his enormous and long-running Ponzi scheme, and the fraud committed by several other financial hucksters, highlight the...
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